Raffa Learning Community
Raffa Learning Community
Raffa Learning Community

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Fiduciary Compliance for Retirement Plan Sponsors: What it means in light of the uncertainty around the new DOL Fiduciary Rule

Fiduciary compliance for retirement plan sponsors has never been more important.  We will discuss the new DOL Fiduciary Rule and the uncertainty around it, recent litigation against retirement plan sponsors, and fiduciary best practices.

Raffa Wealth Management
Chase Deters, Raffa Wealth Management
Harry Atlas, Venable LLP
Ivette Dominguez, Ascensus
3/21/2017 9:00 AM EST
3/21/2017 11:00 AM EST
Raffa - 1899 L Street, NW, Suite 850, Washington, DC 20036
Breakfast
2
Group-Live
Attendees will walk away with an understanding of the current state of fiduciary compliance for retirement plans, including the uncertainty around the new DOL rules, how those rules in their current form will impact their plan and how their participants receive investment advice, and what to look for in their agreements with their current investment advisors to make sure their role and responsibilities are clearly outlined.
Intermediate
Attendees should have an up to date understanding of their retirement plan, including the platform (ADP, Principal, Vanguard, Ascensus, John Hancock, etc.), investment advisor’s current fiduciary status, and general retirement plan terminology.
No
​"The speaker was able to impart the technical topic in an easily understood manner for those non-tech people attending. He responded to questions well, and helped people understand both the issues and solutions."

Raffa Learning Community Attendee